Capital Expansion Strategies LLC

Risk Disclosure Statement

Effective Date: October 24, 2025
State of Incorporation: Texas
County of Incorporation: Williamson
Date of Incorporation: November 22, 2024
Signatory: Derek Cliff (Founder & CEO)

Introduction

At Capital Expansion Strategies, we believe disciplined knowledge empowers traders to make confident, informed financial decisions. This Disclosure serves to clarify the educational nature of our Services and the risks inherent to all market participation. We are committed to transparency, responsibility, and helping our clients approach the markets with clarity and awareness.

1. Nature of Services

Capital Expansion Strategies LLC (“the Company”) provides general financial education, including market condition alerts, research summaries, and coaching services designed to improve client understanding of market concepts.

1.1 Educational Purpose: All content is for educational and informational purposes only. It is not intended to provide personalized or individualized investment advice.

1.2 Non-Affiliation: The Company is independent and unaffiliated with any broker-dealer, exchange, or investment adviser. Any market data or reference is provided for educational context only and may not be complete or current.

2. Financial Market Risks

2.1 Market Risk: Investing in securities involves inherent risks, including the potential loss of principal.

2.2 Volatility: Securities markets can fluctuate significantly based on economic, political, and global conditions.

2.3 No Guarantee: There is no guarantee that any information provided will be profitable or free from error.

2.4 Past Performance: Past performance of any strategy, tool, or system does not guarantee or predict future results.

3. Client Responsibilities

Clients are solely responsible for evaluating any financial actions they choose to take.

3.1 Decision Making: You remain fully responsible for your trading and investment decisions.

3.2 Financial Suitability: You must ensure that participation in the markets is suitable for your personal financial situation and risk tolerance.

4. No Execution Services

The Company does not execute trades or handle investment transactions.

4.1 Clients must use a regulated third-party broker to place trades.
4.2 The Company has no control over trade execution, pricing, delays, or liquidity.

5. Technology, Data & Automation Risks

5.1 Service interruptions may delay or disrupt alerts, coaching, or data access.

5.2 Market data may be delayed, inaccurate, incomplete, or unavailable at times.

5.3 Algorithm-Generated Insights:
Any algorithmic or automated outputs are based on historical or modeled data and do not guarantee predictive accuracy or performance.

5.4 Liability Limitation:
The Company assumes no liability for direct, indirect, or consequential losses arising from disruptions affecting access, information flow, or execution capacity.

6. No Fiduciary Duty

The Company does not act as a fiduciary and does not have a legal duty to act in your best interest under applicable investment or advisory laws.

7. Regulatory Status

Capital Expansion Strategies LLC is not registered as a broker-dealer, investment adviser, or commodity trading advisor.

8. Third-Party References

Mentions of third-party tools, platforms, or market data providers do not constitute endorsement or guarantee of their services.
We are not responsible for the availability, accuracy, or performance of any third-party service.

9. Governing Law & Dispute Resolution

9.1 This Disclosure is governed by the laws of the State of Texas.

9.2 Any disputes shall be resolved through binding arbitration in Williamson County, Texas, as outlined in our Terms of Service.

10. Client Acknowledgment

By accessing or using our Services, you acknowledge and agree that:

You understand the risks involved in trading and investing in securities.
You assume full responsibility for any financial decisions and associated outcomes.
You have the financial ability to withstand losses without affecting essential living needs.
You understand our alerts and coaching are educational and not personalized or individualized financial advice.
You have read, understood, and accepted this Risk Disclosure as part of the Terms of Service.